OUR SERVICES

We believe in high-quality, affordable service

STEP ONE

Pre-Launch

Preparation is key for the smooth and successful launch of your ETF. During this phase, we’ll work closely with you to put the following foundations in place:

  • Index creation / data construction
  • Registration / prospectus drafting
  • Iteration with regulatory agencies
  • Data controls established
  • Vendor management
  • Board approval, Trustee engagement

STEP TWO

Launch

Bringing your ETF to market with the greatest possible impact is a multi-faceted discipline. This phase will see us take responsibility for the following elements:

  • Basket creation
  • Exchange listing completion
  • Marketing coordination
  • Capital markets management
  • Seed capital deployment
  • Index coordination (as required)

STEP THREE

Management

An efficiently run ETF requires ongoing care. In this final and lasting phase, you can expect us to handle the following activities:

  • Portfolio management
  • Vendor management
  • Printing / filing
  • Regulatory disclosures
  • Liquidity assessments and filings
  • Ongoing marketing
  • Invoicing/vendor payments
  • A fully dedicated compliance team

We cater for all investment styles

We can help you launch both passive and active ETFs via our exemptive relief from the SEC under the Investment Company Act of 1940.

Our qualifying criteria

The clients we partner with need at least $500k in working capital and a minimum of $5m in initial seed capital to ensure the feasibility and sustainability of the proposed ETF.

CONTACT US

Ready to Launch?